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Securities Investor Protection Act
Results: 1008

#	Item
121	National Investor Relations Institute 225 Reinekers Lane, Suite 560, Alexandria, VA[removed]7700 FAX[removed]Website: www.niri.org October 17, 2013 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-18 14:17:40 Stock market SEC filings United States corporate law Investment United States securities law Dodd–Frank Wall Street Reform and Consumer Protection Act Regulation S-K Executive pay U.S. Securities and Exchange Commission Financial economics Business Finance
122	Statement of Proposed Testimony of Stephen P. Harbeck President and Chief Executive Officer Securities Investor Protection Corporation Before the Add to Reading List Source URL: sipc.org Language: English - Date: 2014-01-07 10:21:05 Securities Investor Protection Corporation Madoff investment scandal Business Late-2000s financial crisis Securities Investor Protection Act Bernard Madoff Recovery of funds from the Madoff investment scandal Financial economics Finance Investment
123	Statement of Orlan M. Johnson Chairman Securities Investor Protection Corporation Before the Add to Reading List Source URL: sipc.org Language: English - Date: 2014-01-06 13:57:28 Securities Investor Protection Corporation Financial system Madoff investment scandal Late-2000s financial crisis Securities Investor Protection Act Dodd–Frank Wall Street Reform and Consumer Protection Act Bernard Madoff U.S. Securities and Exchange Commission Recovery of funds from the Madoff investment scandal Financial economics Finance Investment
124	August 24, 2012 Thomas J. Butler, Director, Office of Credit Ratings Randall W. Roy, Associate Director, Division of Trading and Markets Joseph I. Levinson, Special Counsel, Division of Trading and Markets Securities an Add to Reading List Source URL: www.securitisation.com.au Language: English - Date: 2012-09-11 19:32:14 Economics Nationally recognized statistical rating organization Credit rating agency Dodd–Frank Wall Street Reform and Consumer Protection Act Securitization Asset-backed security Structured finance U.S. Securities and Exchange Commission Investor Protection and Securities Reform Act Finance Financial economics Fixed income securities
125	Microsoft Word - cbarnard5118 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-17 11:34:32 Recruitment United Kingdom company law SEC filings Business Private law Investor Protection and Securities Reform Act Management Employment compensation Executive pay
126	Microsoft Word - website SIPC-3 Dates left blank for user to fill in[removed]doc Add to Reading List Source URL: sipc.org Language: English - Date: 2014-04-21 14:18:29 Securities Investor Protection Corporation Securities Investor Protection Act Occupations Financial services Broker Investment Advisor Financial adviser Net capital rule Financial economics Investment Finance
127	PUBLIC LAW[removed]—OCT. 16, [removed]STAT. 963 Public Law[removed]101st Congress Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2014-11-20 08:52:47 Financial economics Financial regulation Finance Securities Exchange Act Securities Act Securities market Security National Information Infrastructure Protection Act Investor Protection and Securities Reform Act United States securities law 73rd United States Congress United States Securities and Exchange Commission
128	FULBRIGHT &]awors ki L.L.P. Attorneys At Law Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-16 12:37:40 Federal Financial Supervisory Authority Investment Advisers Act Collective investment scheme Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act Investment Company Act Institutional investor Securities Act Hedge fund Financial economics Investment Finance
129	PUBLIC LAW[removed]SEPT. 26, [removed]STAT. Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2013-01-16 13:21:32 Late-2000s financial crisis Executive Order 10995 Investor Protection and Securities Reform Act
130	Rules Relating to Satisfaction of a “Claim for Cash” or a “Claim for Securities” 17 C.F.R. §§[removed]Adopted March, 1988 Add to Reading List Source URL: sipc.org Language: English - Date: 2013-08-19 13:34:12 Investment Securities Investor Protection Corporation Business 73rd United States Congress United States Securities and Exchange Commission Financial markets Securities Act Mark-to-market accounting Financial economics Finance United States securities law

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